Parapliance is a service that we offer where we work with Paraplanning to give you the advantage of an independent review within the the advice preparation process; a quality assurance and compliance overlay with up to 250 compliance quality checkpoints (extending beyond the SOA), giving you peace of mind and the competitive edge. 

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Our solution does not rely on reviewing only an SOA, nor does it rely on Optical Character Recognition (OCR) otherwise knows as AI word search algorithms or other gimmicks, that may give a false sense of security, likely resulting in many false positives and errors that ultimately require expert human oversight and review; resulting in wasted time and money.

 

We review more than an SOA in isolation; our solution extends to also include the review of supporting documentation.

 

Parapliance is designed for an environment burdened by tightening compliance and the pressure to reduce advice costs and the risk to you and your business.